Surviving a BSA Exam: Recent Hot Spots

(90-minute webinar – available live or on-demand)

Tuesday, April 12, 2022

This is a morning webinar

8:00 AM Pacific        9:00 AM Mountain

10:00 AM Central     11:00 AM Eastern

Get a dose of BSA reality while learning about recent BSA hot spots.  Get insight into recent citations and issues faced by actual BSA officers.  Attend to learn important compliance issues to help you survive and thrive during your next BSA exam. 

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

• Detail examiners’ SAR filing expectations for risk-focused BSA/AML exams

• Define your institution’s current BSA/AML risks and the impact of pending BSA regulation and changes
• Use best practices to identify and monitor high-risk accountholders
• Explain the impact the AML Act may have on your current BSA/AML program
• Understand the highest-risk areas facing your institution, including cybercrime, human trafficking, drug trafficking, corruption, and fraud 

WEBINAR DETAILS

Throughout life, we’ve all wanted to know what’s going to be on the test – and the BSA compliance world is no different.  Luckily, past exams and public consent orders issued by the regulatory agencies can serve as lessons that can strengthen, improve, and enhance your BSA/AML compliance program and avoid similar issues.

This webinar will address recent citations and the issues real-life BSA officers are experiencing during exams.  It will discuss the importance of communication between the BSA officer and the board in establishing a culture of compliance and also meeting examiner expectations of directors.  This program’s focus will be the importance of timely and accurate SAR filings, BSA reporting requirements, and the essential components of a compliant CDD program.  Join this hands-on training to learn how to avoid similar errors, test for these compliance weaknesses, and implement corrective action if needed!   

WHO SHOULD ATTEND?

This informative session is designed for BSA/AML officers, compliance officers, and senior management. 

TAKE-AWAY TOOLKIT

• BSA policy checklist
• Sample SAR completion procedures
• SAR review checklist
• PDF of slides and speaker’s contact info for follow-up questions
• Attendance certificate provided to self-report CE credits
• Employee training log
• Interactive quiz 

DON’T MISS THESE RELATED WEBINARS!

BSA Officer Reports to the Board
on Tuesday, February 8, 2022 

BSA Exam Manual Update: Identifying & Mitigating BSA Risks
on Wednesday, March 2, 2022 

NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your agency is prohibited. Print materials may be copied for eligible participants only.

MEET THE PRESENTER

     Dawn Kincaid, Brode Consulting Services, Inc.

Dawn Kincaid began her banking career while attending The Ohio State University.  She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance.  Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services.  Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer.  She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.

Register and find registration options HERE

THREE REGISTRATION OPTIONS – WHAT YOU GET

1. Live Webinar Includes

• Unlimited connections within your institution to the Live Webinar
• Handout and Take-Away Toolkit
• Available on desktop, mobile & tablet
• Presenter’s contact info for follow-up 

2. On-Demand Webinar Includes

• Recording of the Live Webinar
• Available two business days following Live date
• Handout and Take-Away Toolkit
• Available on desktop, mobile & tablet
• Free Digital Download, yours to keep
• Share link with anyone at your institution
• Presenter’s contact info for follow-up

3. Purchase the BOTH Option to receive all the benefits listed above! Full registration descriptions can be found here.

AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE