The registration period is from Nov 10, 2021 12:00 to Jul 6, 2022 12:00
A Year In The Life Of A Compliance Officer - Details
Registration for this event is open from: Nov 10, 2021 12:00 to Jul 6, 2022 12:00

Where: Live Webinar, On-Demand Webinar, BothNorth Dakota

Date: Jan 6, 2022

 
Add to calendar /education-events/event/1520/A-Year-in-the-Life-of-a-Compliance-Officer?Itemid114= 2022-01-06 10:00:00 2022-01-06 11:30:00 0 A Year in the Life of a Compliance Officer A Year in the Life of a Compliance Officer (90-minute webinar – available live or on-demand) ... North Dakota - - YYYY/MM/DD

Event description:

A Year in the Life of a Compliance Officer

(90-minute webinar – available live or on-demand)

Thursday, January 6, 2022

This is a morning webinar

8:00 AM Pacific            9:00 AM Mountain

10:00 AM Central         11:00 AM Eastern

Do you see your life laid out before you?  If you’re a compliance officer, this webinar could be your roadmap.  Compliance officers must stay abreast of and track an overabundance of policies, procedures, regulations, and deadlines.  This webinar is the perfect onramp to the tools, tips, and sample calendars compliance officers need to steer your institution in the right direction. 

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

  • Use checklists to track your responsibilities
  • Implement tracking methods for everything from policy approvals to exam findings
  • Establish an effective training program
  • Effectively report compliance matters to the board
  • Understand the tools and resources available to you

WEBINAR DETAILS

Compliance officers’ duties are broad.  They must manage regulatory compliance dates (that can change on short notice), update policies and procedures to reflect new requirements, provide relevant information to staff, and stay informed about the next change, advisory, or guidance to be issued.  In addition, they manage and implement numerous regulations guidance, and monitoring reports – all of which are designed to avoid consumer harm and compliance violations for their financial institution.  Since they often wear many hats, it’s easy for a monthly review or annual report to slip through the cracks.  This program will journey through a year in the life of a compliance officer, including required training, risk assessments, reviews, reports, and audits.  Useful tools and a sample annual calendar for compliance officers will be provided.

WHO SHOULD ATTEND?

This informative session will benefit compliance officers, compliance personnel, and internal auditors.

TAKE-AWAY TOOLKIT

  • Sample compliance officer job description
  • Sample compliance council charter
  • Sample policy review schedule
  • Board and employee training documentation record
  • Employee training log
  • Interactive quiz 

DON’T MISS THIS RELATED WEBINAR!

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Dawn Kincaid   MEET THE PRESENTER - Dawn Kincaid, Brode Consulting Services, Inc.

Dawn Kincaid began her banking career while attending The Ohio State University.  She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance.  Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services.  Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer.  She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.

THREE REGISTRATION OPTIONS – WHAT YOU GET

1. Live Webinar Includes

  • Unlimited connections within your institution to the Live Webinar
  • Handout and Take-Away Toolkit
  • Available on desktop, mobile & tablet
  • Presenter’s contact info for follow-up 

2. On-Demand Webinar Includes

  • Recording of the Live Webinar
  • Available two business days following Live date
  • Handout and Take-Away Toolkit
  • Available on desktop, mobile & tablet
  • Free Digital Download, yours to keep
  • Share link with anyone at your institution
  • Presenter’s contact info for follow-up

3. Purchase the BOTH Option to receive all the benefits listed above! Full registration descriptions can be found here.

Note: All materials are subject to copyright. Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.

AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE

 

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Bank regulations are ever-changing. Get the up-to-date information you need to guide and structure your in-bank compliance program. Our system gives you 24/7 access to some of the best compliance experts in the industry.

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