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| Registration for this event is open from: | Nov 10, 2021 12:00 - Jul 6, 2022 12:00 | |
| Where: | Live Webinar, On-Demand Webinar, Both, North Dakota (). | |
| Date: | Jan 6, 2022 - Jan 6, 2022 | |
| Time: | 10:00 - 11:30 | |
| Event description: | ||
A Year in the Life of a Compliance Officer(90-minute webinar – available live or on-demand) Thursday, January 6, 2022 This is a morning webinar 8:00 AM Pacific 9:00 AM Mountain 10:00 AM Central 11:00 AM Eastern Do you see your life laid out before you? If you’re a compliance officer, this webinar could be your roadmap. Compliance officers must stay abreast of and track an overabundance of policies, procedures, regulations, and deadlines. This webinar is the perfect onramp to the tools, tips, and sample calendars compliance officers need to steer your institution in the right direction. AFTER THIS WEBINAR YOU’LL BE ABLE TO:
WEBINAR DETAILS Compliance officers’ duties are broad. They must manage regulatory compliance dates (that can change on short notice), update policies and procedures to reflect new requirements, provide relevant information to staff, and stay informed about the next change, advisory, or guidance to be issued. In addition, they manage and implement numerous regulations guidance, and monitoring reports – all of which are designed to avoid consumer harm and compliance violations for their financial institution. Since they often wear many hats, it’s easy for a monthly review or annual report to slip through the cracks. This program will journey through a year in the life of a compliance officer, including required training, risk assessments, reviews, reports, and audits. Useful tools and a sample annual calendar for compliance officers will be provided. WHO SHOULD ATTEND? This informative session will benefit compliance officers, compliance personnel, and internal auditors. TAKE-AWAY TOOLKIT
DON’T MISS THIS RELATED WEBINAR! BSA Officer Reports to the Board on Tuesday, February 8, 2022
Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations. THREE REGISTRATION OPTIONS – WHAT YOU GET 1. Live Webinar Includes
2. On-Demand Webinar Includes
3. Purchase the BOTH Option to receive all the benefits listed above! Full registration descriptions can be found here. Note: All materials are subject to copyright. Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only. AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE
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MEET THE PRESENTER - Dawn Kincaid, Brode Consulting Services, Inc.