E-SIGN Series:
The E-SIGN, BSA & CIP Compliance Trifecta

(60-minute webinar – recording also available)

 Tuesday, April 6, 2021

12:00 PM Pacific       1:00 PM Mountain

2:00 PM Central       3:00 PM Eastern

Triple threat?  Do you know how E-SIGN, BSA, and CIP compliance intertwine?  E-SIGN has been critical to keeping the wheels on the bus during the pandemic.  “Signatures” are legally binding, and it offers accountholders an attractive, touch-free option.  Learn how compliance with these important rules is critical to protecting your financial organization. 

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

• Develop and use unique “out-of-wallet” questions to satisfy CIP requirements
• Explain the importance of complying with E-SIGN policies and procedures to staff
• Understand the components of a customer risk profile
• Distinguish which account opening steps are subject to E-SIGN compliance
• Identify red flags for reporting suspicious activity and fraud

WEBINAR DETAILS

E-SIGN compliance is one piece of the puzzle; knowing the customer’s “true identity” for BSA and CIP completes the process.  What additional “out-of-wallet” questions should be asked in an E-SIGN account opening?  How does electronic account opening impact the BSA risk assessment process?  Learn the additional controls needed to protect your financial institution and red flags for reporting suspicious activity.

WHO SHOULD ATTEND?

This informative session will benefit compliance officers, risk managers, operations managers, business development managers, and others responsible for managing online banking, E-SIGN compliance, e-statements, and e-disclosures.

TAKE-AWAY TOOLKIT

• Current exam procedures and online banking resources
• E-SIGN checklist and answers to common questions
• Social media policy template
• Employee training log
• Interactive quiz 

DON’T MISS THIS RELATED WEBINAR!

e-Everything: Compliance in an Online Environment

on Tuesday, June 29, 2021 

     MEET THE PRESENTER - Susan Costonis, CRCM, Compliance Training & Consulting for Financial Institutions

Susan Costonis is a compliance consultant and trainer who began her career in 1978.  She specializes in compliance management along with deposit and lending regulatory training.  Susan has successfully managed compliance programs and exams for institutions that ranged from a community bank to large multi-state bank holding companies.  She has been a compliance officer for institutions supervised by the OCC, FDIC, and Federal Reserve.  Susan has been a Certified Regulatory Compliance Manager since 1998, completed the ABA Graduate Compliance School, and graduated from the University of Akron and the Graduate Banking School of the University of Colorado.  She regularly presents to financial institution audiences in several states and “translates” complex regulations into simple concepts by using humor and real-life examples.

THREE REGISTRATION OPTIONS – WHAT YOU GET

1. Live Webinar Includes

• Unlimited connections within your institution to the Live Webinar
• Handout and Take-Away Toolkit
• Available on desktop, mobile & tablet
• Presenter’s contact info for follow-up 

2. Recorded Webinar Includes

• Recording of the Live Webinar
• Available two business days following Live date
• Handout and Take-Away Toolkit
• Available on desktop, mobile & tablet
• Free Digital Download, yours to keep
• Share link with anyone at your institution
• Presenter’s contact info for follow-up

3. Purchase the BOTH Option to receive all the benefits listed above! Full registration descriptions can be found here.

Note: All materials are subject to copyright. Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.

AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE