|Session Available from:||Oct 20, 2020 12:00 - Jun 1, 2021 12:00|
|Session Options:||Webinar, Recorded, Both Live/Recorded, (US).|
|Live Session Date:||Dec 1, 2020 - Dec 1, 2020|
|Time:||02:00 - 03:30|
Avoiding BSA Compliance Violations
(90-minute webinar – recording also available)
Tuesday, December 1, 2020
12:00 PM Pacific 1:00 PM Mountain
2:00 PM Central 3:00 PM Eastern
Beef up your BSA program by learning lessons from other institutions’ mistakes. Compliance has become even more important as regulators are now penalizing individuals responsible for AML program deficiencies. Your institution is expected to create a culture of compliance. Learn how.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
Everyone wants a comprehensive, risk-based approach to their BSA/AML program. A good way to determine what regulators and auditors will examine is to learn why other institutions have been cited and fined. Their shortcomings can become your to-do list. Use those fines and publicly announced enforcement actions to drive changes and obtain high-level buy-in – and within all organizational levels.
This webinar will also address:
WHO SHOULD ATTEND?
This informative session is designed for BSA officers, managers, compliance personnel, auditors, and staff who identify, investigate, and report fraud and BSA-related activities.
DON’T MISS THESE RELATED WEBINARS!
Leveraging BSA Controls for More Effective OFAC Compliance
Risk Officer Series: Advanced BSA Officer Training:
MEET THE PRESENTER - Mary-Lou Heighes Compliance Plus, Inc.
Mary-Lou Heighes is President and founder of Compliance Plus, Inc., which has assisted financial institutions with the development of compliance programs since 2000. She provides compliance training for trade associations and financial institutions. Mary-Lou has been an instructor at regulatory compliance schools, conducts dozens of webinars, and speaks at numerous conferences throughout the country.
Involved with financial institutions since 1989, Mary-Lou has over 25 years’ compliance experience. Before starting Compliance Plus in 2000, she spent five years working as a loan officer, marketer, and collector. She also worked at a state trade association for seven years providing compliance assistance and advising on state and federal legislative issues that affect financial institutions.
THREE REGISTRATION OPTIONS – WHAT YOU GET
1. Live Webinar Includes
2. Recorded Webinar Includes
3. Purchase the BOTH Option to receive all the benefits listed above! Full registration descriptions can be found here.
Note: All materials are subject to copyright. Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.
AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE