Regulatory Requirements for the Board:
A Comprehensive Checklist

(90-minute webinar – recording also available)

Thursday, October 15, 2020

12:00 PM Pacific                 1:00 PM Mountain

2:00 PM Central                 3:00 PM Eastern

Compliance checklists are an iconic tool, right? But do you have one for the board’s regulatory responsibilities? Is it complete? Does it include deadlines? Join us to get a comprehensive checklist (with deadlines) and a thorough understanding of directors’ compliance obligations. 

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

• Understand the regulations that apply directly to the board of directors
• Identify which written policies must be adopted by the board annually
• Explain the specific actions that must be taken by the board throughout the year
• Identify the designated officer titles that the board must appoint annually

WEBINAR DETAILS

The board of directors is ultimately responsible for the financial institution’s regulatory compliance. Certain regulations require board action at specific times during the year. To ensure regulatory compliance, it is imperative that your board understands its mandated duties and adopts the required written policies at the appropriate times. This webinar will not only explain how to comply, but also how to track the board’s compliance annually.

WHO SHOULD ATTEND?

This informative session is designed for directors, executive officers, board secretaries, compliance officers, auditors, attorneys, and others who assist the board of directors. 

TAKE-AWAY TOOLKIT

• Calendar checklist of regulatory items the board must adopt annually, including the deadline for each
• FDIC’s Pocket Guide for Directors
• Federal Reserve’s Basics for Bank Directors
• Employee training log
• Interactive quiz 

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   MEET THE PRESENTER - Elizabeth Fast, JD & CPA, Spencer Fane LLP

Elizabeth Fast is a partner with Spencer Fane LLP where she specializes in the representation of financial institutions. Elizabeth is the head of the firm’s training division. She received her law degree from the University of Kansas and her undergraduate degree from Pittsburg State University. In addition, she has a Master of Business Administration degree and she is a Certified Public Accountant. Before joining Spencer Fane, she was General Counsel, Senior Vice President, and Corporate Secretary of a $9 billion bank with more than 130 branches, where she managed all legal, regulatory, and compliance functions. She is a member of the Missouri State Banking Board by appointment of the Governor.

THREE REGISTRATION OPTIONS – WHAT YOU GET

1. Live Webinar Includes

• Unlimited connections within your institution to the Live Webinar
• Handout and Take-Away Toolkit
• Available on desktop, mobile & tablet
• Presenter’s contact info for follow-up 

2. Recorded Webinar Includes

• Recording of the Live Webinar
• Available two business days following Live date
• Handout and Take-Away Toolkit
• Available on desktop, mobile & tablet
• Free Digital Download, yours to keep
• Share link with anyone at your institution
• Presenter’s contact info for follow-up

3. Purchase the BOTH Option to receive all the benefits listed above! Full registration descriptions can be found here.

Note: All materials are subject to copyright. Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.

AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE