BSA Compliance Requirements
During the COVID-19 Challenge

(90-minute webinar – recording also available)

Friday, April 24, 2020

This is a morning webinar

8:00 AM Pacific            9:00 AM Mountain

10:00 AM Central         11:00 AM Eastern

Has COVID-19 impacted your BSA procedures?  Are your accountholders more prone to fraudulent attacks?  What is the “new” normal during and after this pandemic?  Join us to learn how to stay in compliance with existing and developing BSA requirements amid the COVID-19 crisis. 

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

• Navigate CDD requirements
• Develop a contingency plan for your AML monitoring program
• Update policies, procedures, and risk assessments to comply with recent regulatory guidance
• Document exceptions to BSA policy and procedures to avoid examination scrutiny
• Identify red flags for common COVID-19-related scams and recognize when a SAR may be warranted

WEBINAR DETAILS

In a few short weeks COVID-19 has dramatically changed our daily lives. Your accountholders have been forced to change how they conduct even the most basic banking transactions.  Many branch lobbies are closed to everyday traffic, employees are working remotely, and in some cases, accountholder activities are shifting toward a “new” normal.  Amid of all this, your institution is still required to adhere to BSA requirements and ensure the five pillars supporting your BSA program hold strong despite the chaos.

Join this jam-packed session to learn how the COVID-19 pandemic and related regulatory orders and guidance have affected BSA compliance.  It will address policy and risk assessment considerations, proper CIP exception documentation, what to do if reports can’t be filed on time, and how to protect accountholders from potential scams and report suspected fraud.  You’ll learn the latest regulatory guidance, plus tips and best practices to navigate today’s unique challenges.

WHO SHOULD ATTEND?

This informative session is designed for BSA officers, compliance officers, new accounts personnel, and branch managers. 

TAKE-AWAY TOOLKIT

• Sample BSA risk assessment updated to address COVID-19
• Spreadsheet to track pandemic-related BSA program changes
• Employee training log

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     MEET THE PRESENTER - Dawn Kincaid, Brode Consulting Services, Inc.

Dawn Kincaid began her banking career while attending The Ohio State University.  She has 19 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance.  Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services.  Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer.  She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.

Note: All materials are subject to copyright. Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.

THREE REGISTRATION OPTIONS

1. LIVE WEBINAR

The live webinar option allows you to have up to three internet connections. Registrants receive a website address and passcode that will allow entrance to the seminar. The session will be approximately 90 minutes, including question and answer sessions. Seminar materials, including instructions, passcode, and handouts will be emailed to you prior to the broadcast. You will need the most-current version of Adobe Reader available free at www.adobe.com. 

2. RECORDED WEBINAR + FREE DIGITAL DOWNLOAD

Can’t attend the live webinar? This option provides a recording of the live event, including audio, visuals, and handouts. We even provide the presenter’s email address for follow-up questions. You will receive an email with the recorded webinar link, which can be viewed anytime 24/7, beginning 2 business days after the webinar. You will also receive instruction on how to download a free digital copy of the webinar to your PC, which you may keep and use indefinitely.

3. BOTH LIVE WEBINAR & RECORDED WEBINAR + FREE DIGITAL DOWNLOAD

Options 1 and 2 described above.

 AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE