SAR Hot Spots & New Guidance:
Email Compromise, Hemp, Elder Abuse & More
Webinar OR Recorded Webinar + Free Digital Download
Tuesday, October 1, 2019
12:00 pm – 1:30 pm Pacific
1:00 pm – 2:30 pm Mountain
2:00 pm – 3:30 pm Central
3:00 pm – 4:30 pm Eastern
In the first half of 2019, over 540,000 SARs were filed – with most filings going beyond reporting a “simple” structuring transaction. On July 16, 2019, FinCEN issued an advisory detailing their SAR-filing expectations regarding accountholders who are victim to email compromise. Just one day later, the CFPB issued guidance on reporting suspected elder abuse. The Agencies detailed the timing, field content, and narrative specifics examiners will expect to see in filings and procedures. Have you updated your procedures?
What about the mandatory filings for marijuana-related businesses, suspected human trafficking, and other fraud hot-button areas? Do you know how to properly complete a SAR for these hot spots? How can you maximize a SAR’s effectiveness as a vehicle for delivering information to law enforcement? Learn how to write an effective SAR narrative, procedures and best practices for determining when to file, how to complete a SAR, and what to do after filing. This jam-packed session will ensure your institution is ready to file the next SAR!
HIGHLIGHTS
- Recent regulatory and Agency advisories and guidance and the impact on SAR filing processes and procedures
- Detailed field-by-field requirements for hot-button SAR filings
- Identifying the subject versus the victim
- Writing an effective SAR narrative with all required information detailed in recent advisories and guidance
- Examiner expectations for SAR filing regarding the risk-focused approach used for BSA/AML exams, which was reemphasized by the Agencies earlier this year
- TAKE-AWAY TOOLKIT
- Sample SAR completion procedures
- Sample suspicious incident report
- Sample SAR narrative checklist
- Employee training log
- Interactive quiz
WHO SHOULD ATTEND?
This informative session will benefit branch managers, BSA officers, compliance officers, internal auditors, and employees responsible for filing and reviewing suspicious activity reports.
Please note: The live webinar option allows you to have one internet connection (from a single computer terminal). You may have as many people as you like listen and watch from your office computer.
 ABOUT THE PRESENTER – Dawn Kincaid, Brode Consulting Services, Inc.
Dawn Kincaid began her banking career while attending The Ohio State University. She has 17 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.
THREE REGISTRATION OPTIONS
Note: All materials are subject to copyright. Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited. Print materials may be copied for eligible participants only.
- LIVE WEBINAR
The live webinar option allows you to have one internet connection from a single computer terminal. You may have as many people as you like listen and watch from your office computer. Registrants receive a website address and passcode that allows entrance to the seminar. The session will be approximately 90 minutes, including question and answer sessions. Seminar materials, including instructions, passcode, and handouts will be emailed prior to the broadcast. You will need the most current version of Adobe Reader available free at www.adobe.com.
- RECORDED WEBINAR + FREE DIGITAL DOWNLOAD
Can’t attend the live webinar? This option provides a recording of the live event, including audio, visuals, and handouts. We even provide the presenter’s email address for follow-up questions. You will receive an email with the recorded webinar link, which can be viewed anytime 24/7, beginning 6 business days after the webinar. You will also receive instruction on how to download a free digital copy of the webinar to your PC, which you may keep and use indefinitely.
The recorded webinar may ONLY be ordered for 6 months following the live webinar. In addition, the download must be completed within 6 months of the live webinar date.
- BOTH LIVE WEBINAR & RECORDED WEBINAR + FREE DIGITAL DOWNLOAD
Options 1 and 2 described above.
AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE
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