The registration period is from Aug 16, 2019 12:00 to Mar 19, 2020 12:00
New Compliance Officer Boot Camp - Details
Registration for this event is open from: Aug 16, 2019 12:00 to Mar 19, 2020 12:00

Where: Webinar, Recorded, Both Live/Recorded

Date: Sep 19, 2019

 
Add to calendar /education-events/event/1104/New-Compliance-Officer-Boot-Camp?Itemid114= 2019-09-19 14:00:00 2019-09-19 15:30:00 0 New Compliance Officer Boot Camp New Compliance Officer Boot Camp Webinar OR Recorded Webinar + Free Digital Download ... - US - YYYY/MM/DD

Event description:

New Compliance Officer Boot Camp

Webinar OR Recorded Webinar + Free Digital Download

Thursday, September 19, 2019

12:00 pm – 1:30 pm Pacific

 1:00 pm – 2:30 pm Mountain

2:00 pm – 3:30 pm Central

3:00 pm – 4:30 pm Eastern

Whether you are a new compliance officer or simply want to affirm your compliance responsibilities are being fulfilled, this is the webinar for you! Examiners’ expectations for your financial institution’s compliance management system (CMS) cover a wide range of areas for a compliance officer, whether new or seasoned. This webinar is designed to help compliance officers tackle their numerous compliance responsibilities and will provide tips and tools to manage this role.

As a compliance officer, the board, management, and regulators will expect you to provide answers and support for any compliance-related questions. You will also be expected to develop and maintain a well-documented, effective, risk-based compliance program and stay current with the ever-changing regulatory environment, while also managing the three pillars of the FFIEC Consumer Compliance Rating System. This session will provide the training, insight, and tools to ensure compliance officers’ success!

HIGHLIGHTS

  • Breakdown of compliance exam grading pillars of the FFIEC Consumer Compliance Rating System
  • Tips and tricks for finding current compliance information and how to remain organized
  • How to implement an effective compliance team to manage compliance responsibilities
  • Using the risk assessment to develop a customized review schedule
  • Compliance training for employees and the board
  • Effective board reporting – what’s in a compliance officer’s report to the board?
  • Implementing exception tracking and best practices for tracking audit/exam exceptions
  • Review of upcoming regulatory topics and how to document and ensure compliance
  • TAKE-AWAY TOOLKIT
    • Sample administrative compliance policy
    • Compliance officer job description
    • Compliance review schedule
    • Compliance committee sample agenda
    • Risk assessment template
    • Customizable monitoring form
    • Sample board report snapshot
    • Findings tracking report template
    • Employee training log
    • NEW – Interactive quiz

WHO SHOULD ATTEND?

This informative session is designed for new compliance officers seeking guidance on their dynamic job responsibilities and implementing an effective compliance management system. It will also benefit seasoned compliance officers who want to fine-tune their compliance management system.

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New BSA Officer Training Part 2:
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Please note:  The live webinar option allows you to have one internet connection (from a single computer terminal).  You may have as many people as you like listen and watch from your office computer.

 Susan Costonis      ABOUT THE PRESENTER – Molly Stull, Brode Consulting Services, Inc.

Molly Stull began her career as a teller while working on her undergraduate degree and has continued working in the financial industry ever since. She has experienced the growth of a hometown bank, acquisitions of branches, mergers, charter changes, name changes, etc. Molly has activated business resumption plans, performed secondary market quality control reviews, processed wires, filed SARs, and coordinated reviews with external auditors and examiners. Her favorite role has always been educating staff and strongly believes that if staff understands the reason for a process they will be more compelled to follow the procedures. Molly holds a Bachelor’s from the University of Akron and an MBA from Ashland University.

THREE REGISTRATION OPTIONS

Note:  All materials are subject to copyright.  Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited.  Print materials may be copied for eligible participants only.

  1. LIVE WEBINAR

The live webinar option allows you to have one internet connection from a single computer terminal.  You may have as many people as you like listen and watch from your office computer.  Registrants receive a website address and passcode that allows entrance to the seminar.  The session will be approximately 90 minutes, including question and answer sessions.  Seminar materials, including instructions, passcode, and handouts will be emailed prior to the broadcast.  You will need the most current version of Adobe Reader available free at www.adobe.com. 

  1. RECORDED WEBINAR + FREE DIGITAL DOWNLOAD

Can’t attend the live webinar?  This option provides a recording of the live event, including audio, visuals, and handouts.  We even provide the presenter’s email address for follow-up questions. You will receive an email with the recorded webinar link, which can be viewed anytime 24/7, beginning 6 business days after the webinar.  You will also receive instruction on how to download a free digital copy of the webinar to your PC, which you may keep and use indefinitely.

The recorded webinar may ONLY be ordered for 6 months following the live webinar.  In addition, the download must be completed within 6 months of the live webinar date. 

  1. BOTH LIVE WEBINAR & RECORDED WEBINAR + FREE DIGITAL DOWNLOAD

Options 1 and 2 described above.

 AFFORDABLE, PROFESSIONAL TRAINING, WHEN AND WHERE YOU CHOOSE

 

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