The registration period is from Jul 19, 2019 12:00 to Mar 17, 2020 12:00
Regulation E Series: Auditing For Reg E Compliance - Details
Session Available from: Jul 19, 2019 12:00 to Mar 17, 2020 12:00

Session Options: Webinar, Recorded, Both Live/Recorded

Live Session Date: Sep 17, 2019

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Event description:

Regulation E Series:

Auditing for Reg E Compliance

Webinar OR Recorded Webinar + Free Digital Download

Tuesday, September 17, 2019

12:00 pm – 1:30 pm Pacific

1:00 pm – 2:30 pm Mountain

2:00 pm – 3:30 pm Central

3:00 pm – 4:30 pm Eastern

Regulation E is one of the most important regulations governing deposit operations. It establishes the rights, liabilities, and responsibilities of all participants in the electronic fund transfer systems. Everyone knows that Reg E applies to ATM and debit card transactions, but Reg E is so much more. It covers all types of electronic fund transfers such as ACH direct deposit, electronic bill pay, online banking, and mobile banking. Reg E also contains the disclosures required for prepaid and gift cards and restricts the related fees and expiration dates. In addition, it governs remittances from U.S. consumers to individuals and businesses in foreign countries. This webinar will be a comprehensive review of the numerous Reg E requirements important to your deposit operations.


  • Types of transactions covered by Reg E
  • Reg E model disclosures
  • Required opt-in provisions before overdraft fees can be charged
  • Review of the CFPB’s detailed compliance checklists for issuance of access devices, periodic statements, overdraft service opt-in, prepaid cards, and error resolution
  • Your institution’s liability for violating Reg E
  • Reg E record retention requirements
    • Electronic Fund Transfer Act examination procedures published by the CFPB, including a 32-page examination checklist
    • Employee training log
    • NEW – Interactive quiz


This informative session will benefit all deposit staff, tellers, service representatives, new accounts personnel, account officers, managers, auditors, attorneys, and compliance personnel.

Please note:  The live webinar option allows you to have one internet connection (from a single computer terminal).  You may have as many people as you like listen and watch from your office computer.

 Susan Costonis       ABOUT THE PRESENTER – Elizabeth Fast, JD, CPA, Spencer Fane LLP

Elizabeth Fast is a partner with Spencer Fane LLP where she specializes in the representation of financial institutions. Elizabeth is the head of the firm’s training division. She received her law degree from the University of Kansas and her undergraduate degree from Pittsburg State University. In addition, she has a Master of Business Administration degree and she is a Certified Public Accountant. Before joining Spencer Fane, she was General Counsel, Senior Vice President, and Corporate Secretary of a $9 billion bank with more than 130 branches, where she managed all legal, regulatory, and compliance functions. She is a member of the Missouri State Banking Board by appointment of the Governor.


Note:  All materials are subject to copyright.  Transmission, retransmission, or republishing this webinar to other institutions or those not employed by your financial institution is prohibited.  Print materials may be copied for eligible participants only.


The live webinar option allows you to have one internet connection from a single computer terminal.  You may have as many people as you like listen and watch from your office computer.  Registrants receive a website address and passcode that allows entrance to the seminar.  The session will be approximately 90 minutes, including question and answer sessions.  Seminar materials, including instructions, passcode, and handouts will be emailed prior to the broadcast.  You will need the most current version of Adobe Reader available free at 


Can’t attend the live webinar?  This option provides a recording of the live event, including audio, visuals, and handouts.  We even provide the presenter’s email address for follow-up questions. You will receive an email with the recorded webinar link, which can be viewed anytime 24/7, beginning 6 business days after the webinar.  You will also receive instruction on how to download a free digital copy of the webinar to your PC, which you may keep and use indefinitely.

The recorded webinar may ONLY be ordered for 6 months following the live webinar.  In addition, the download must be completed within 6 months of the live webinar date. 


Options 1 and 2 described above.